← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（05/10/2024）
TOP TIER CAPITAL PARTNERS, LLC · 所有者与执行高管（CRD 144546）
机构事实页：TOP TIER CAPITAL PARTNERS, LLC 事实页 → | 官方原文：IAPD firm-summary/144546
Schedule A · 直接所有者（15 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| YORK, DAVID, ARTHUR | 个人 | DIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS) | 是 | B |
| EDGAR, LISA, MARIE | 个人 | MEMBER (COMMON CLASS) | — | A |
| EU, ROBERT, JAMES | 个人 | DIRECTOR | 是 | NA |
| SHEA VENTURES OPPORTUNITY FUND B, LLC | 境内实体 | MEMBER (PREFERRED CLASS) | 是 | E |
| HAMBRECHT EU VISTA, LLC | 境内实体 | MEMBER (PREFERRED CLASS) | — | B |
| WARREN, SEAN, CHARLES | 个人 | MEMBER (COMMON CLASS) | — | NA |
| ARCHIBALD, JESSICA, LEE | 个人 | DIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS) | 是 | B |
| DUNLAP, KEVIN, ERIC | 个人 | DIRECTOR | 是 | NA |
| TIMOLL, GARTH, ANDREW | 个人 | DIRECTOR, EXECUTIVE OFFICER AND MEMBER (COMMON CLASS) | 是 | B |
| DONOVAN, DENIS, PATRICK | 个人 | DIRECTOR | 是 | NA |
| FITZGERALD, ERIC, TIMOTHY | 个人 | EXECUTIVE OFFICER AND MEMBER (COMMON CLASS) | 是 | B |
| BHATTACHARYA, PROMIT, (NMN) | 个人 | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 是 | NA |
| ENGEL, SEAN, MICHAEL | 个人 | EXECUTIVE OFFICER AND MEMBER (COMMON CLASS) | 是 | B |
| DILLON, BRIAN, CHRISTOPHER | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| Baker, Brendan, Danford | 个人 | HEAD OF LEGAL AND COMPLIANCE | — | NA |
Schedule B · 执行高管（22 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| HAMBRECHT, ELIZABETH, BOYER | MANAGER | 是 |
| WARREN, SEAN, CHARLES | MANAGER | 是 |
| WARREN, SEAN, CHARLES | MEMBER | 是 |
| EU, ROBERT, JAMES | MEMBER | 是 |
| HAMBRECHT, ELIZABETH, BOYER | MEMBER | 是 |
| SHEA VENTURES OPPORTUNITY FUND, LP | MEMBER | 是 |
| SVO GP, LP | MANAGING MEMBER | 是 |
| SVO GP, LLC | GENERAL PARTNER | 是 |
| SHEA VENTURES, LLC | MEMBER | 是 |
| DUNLAP, KEVIN, ERIC | MANAGING MEMBER | 是 |
| SCHOETTLER, JASON, MICHAEL | MANAGING MEMBER | 是 |
| MORRISSEY, JOHN, CARROLL | SUCCESSOR TRUSTEE | 是 |
| MORRISSEY, JOHN, CARROLL | MANAGING DIRECTOR | 是 |
| SHEA DIVERSIFIED INVESTMENTS, INC. | SHAREHOLDER | 是 |
| SHEA, MARY, SHEA | TRUSTEE | 是 |
| WARREN, ANNE, EU | MEMBER | 是 |
| SHEA, JOHN, FRANCIS | SHAREHOLDER/TRUSTEE | 是 |
| SHEA, DOROTHY, BABBITT | SHAREHOLDER/TRUSTEE | 是 |
| SHEA, PETER, OWEN | SHAREHOLDER/TRUSTEE | 是 |
| SHEA, CAROLYN, HAND | SHAREHOLDER/TRUSTEE | 是 |
| SURVIVOR'S TRUST U/A EIGHTH - E&M SHEA REVOCABLE TRUST | SHAREHOLDER | 是 |
| Tao, Ruth, Winona | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
