← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(02/18/2016)
ROYAL ADVISORS, LLC · 所有者与执行高管(CRD 145006)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/145006
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RSC HOLDINGS, INC. | 境内实体 | OWNER, 100% (8) SHAREHOLDERS) | 是 | E |
| MOELKER, DAVID, GORDON | 个人 | EXECUTIVE SECRETARY, MEMBER | 是 | NA |
| NEWENHOUSE, RUTH, ANN | 个人 | PARTNER, MEMBER | 是 | NA |
| ANDRINGA, MARVIN, LOUIS | 个人 | EXECUTIVE SENIOR VICE PRESIDENT, MEMBER | 是 | NA |
| WORST, JOHN, LAWRENCE | 个人 | PARTNER, MEMBER | 是 | NA |
| OISTEN, CHRISTOPHER, ALLEN | 个人 | PARTNER, MEMBER | 是 | NA |
| HUYSER, TERRY, ALLEN | 个人 | PARTNER, MEMBER | 是 | NA |
| MORGAN, MENDY, A | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| DUMEZ, TIMOTHY, VAN HAITSMA | 个人 | PRESIDENT/CHIEF OPERATIONS OFFICER | — | NA |
| OUDBIER, AARON, M | 个人 | EXECUTIVE TREASURER, MEMBER | — | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ANDRINGA, MARVIN, LOUIS | 23.26% OWNER OF RSC HOLDINGS, INC. (6 OTHER PERSONS OWN 12.79% EACH) | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
