← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/20/2024)
FRONTIER GLOBAL PARTNERS LLC · 所有者与执行高管(CRD 145341)
机构事实页:FRONTIER GLOBAL PARTNERS LLC 事实页 → | 官方原文:IAPD firm-summary/145341
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SPEIDELL, LAWRENCE, SHAW | 个人 | MANAGEMENT COMMITTEE MEMBER | 是 | NA |
| MA, NING, NMN | 个人 | MEMBER | — | A |
| VALEIRAS, HORACIO, ANDRES | 个人 | MANAGEMENT COMMITTEE MEMBER | 是 | NA |
| SPEIDELLI TRUST DATED 5/5/95 | 境内实体 | MEMBER | — | C |
| VALEIRAS FAMILY TRUST DTD 7/20/07 | 境内实体 | MEMBER | — | C |
| SCULLY, DAVID, HENRY | 个人 | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| VALEIRAS, DAVID, ANDRES | 个人 | MANAGEMENT COMMITTEE MEMBER | — | B |
| KIM-E, MIRAL, EONHAH | 个人 | MEMBER | — | A |
| PRICE, WILLIAM, FREDERICK | 个人 | MEMBER | — | A |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SPEIDELL, LAWRENCE, SHAW | TRUSTEE | 是 |
| VALEIRAS, HORACIO, ANDRES | TRUSTEE | 是 |
| SPEIDELLI, DIANE, O | TRUSTEE | — |
| VALEIRAS, AMY, BERTE THREEFOOT | TRUSTEE | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
