← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/02/2024)
OCEAN PARK ASSET MANAGEMENT, LLC · 所有者与执行高管(CRD 145634)
机构事实页:OCEAN PARK ASSET MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/145634
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SLEEPER, KENNETH, LEE | 个人 | MANAGING MEMBER | 是 | NA |
| WRIGHT, DAVID, CHANDLER | 个人 | MANAGING MEMBER | 是 | NA |
| SCHWEISS, ALBERT, GEORGE | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| STROMEYER, KRISTINE, JANEL | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| FREESMAN, VANDA, SARINA | 个人 | CHIEF MARKETING OFFICER | 是 | NA |
| MORRIS, ERIK, WINFIELD | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| STAUBIN, JAMES, EDWIN | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| HARDER, RYAN, ANDREAS | 个人 | CHIEF INVESTMENT STRATEGIST | 是 | NA |
| SIERRA INVESTMENTS GROUP, LLC | 境内实体 | OWNER | 是 | E |
| Donati, Annalisa | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SIERRA INVESTMENTS HOLDINGS, LLC | OWNER | 是 |
| OCEAN PARK ASSET MANAGEMENT, INC | OWNER | 是 |
| SLEEPER, KENNETH, LEE | OWNER | 是 |
| WRIGHT, DAVID, CHANDLER | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
