← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
DEAN CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 145666)
机构事实页:DEAN CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/145666
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LAUB, KEVIN, ERIC | 个人 | LLC MEMBER | 是 | B |
| LEACH, DOUGLAS, ALLEN | 个人 | LLC MEMBER | 是 | B |
| KRUMM, PATRICK, JON | 个人 | LLC MEMBER | 是 | B |
| ROTH, STEVEN, DONN | 个人 | LLC MEMBER | 是 | B |
| MILLER, STEPHEN, MICHAEL | 个人 | LLC MEMBER | 是 | B |
| C.H. DEAN, LLC (F/K/A C.H. DEAN, INC.) | 境内实体 | LLC MEMBER | 是 | C |
| SKINNER, JESSICA, LYNN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE C.H. DEAN COMPANIES, LLC (F/K/A THE C.H. DEAN COMPANIES, INC.) | LLC MEMBER | 是 |
| DENNIS D. DEAN TRUST DATED 7/25/23 | LLC MEMBER | 是 |
| TERENCE M. DEAN TRUST DATED 2/24/16 | LLC MEMBER | 是 |
| MILLER, STEPHEN, MICHAEL | ELECTED MANAGER, PRESIDENT | 是 |
| MILLER, STEPHEN, MICHAEL | TRUSTEE | 是 |
| MILLER, STEPHEN, MICHAEL | TRUSTEE | 是 |
| RINDLER, DEBRA, ELIZABETH | ELECTED MANAGER | 是 |
| MILLER, PAMALA, JANE | ELECTED MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
