← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/08/2024)
FROST INVESTMENT ADVISORS, LLC · 所有者与执行高管(CRD 146148)
机构事实页:FROST INVESTMENT ADVISORS, LLC 事实页 → | 官方原文:IAPD firm-summary/146148
Schedule A · 直接所有者(15 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FROST BANK | 境内实体 | PARENT CORPORATION / MANAGING MEMBER | 是 | E |
| ALTREE, TIMOTHY, PAUL | 个人 | MANAGER / MANAGING DIRECTOR /PRODUCT DEVELOPMENT AND ASSET ALLOCATION | 是 | NA |
| PFEIFER, ROBERT, DEAN | 个人 | MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | 是 | NA |
| ELSWICK, JEFFERY, A | 个人 | MANAGING DIRECTOR / DIRECTOR OF FIXED INCOME / SENIOR FUND MANAGER / CO-CIO | 是 | NA |
| MILICH, MICHAEL, WAYNE | 个人 | MANAGER | 是 | NA |
| BENSON, MICHAEL, DEAN | 个人 | MANAGER | 是 | NA |
| ADELMAN, ALAN, ROBERT | 个人 | SENIOR RESEARCH ANALYST / SENIOR FUND MANAGER | 是 | NA |
| Severyn, Carol, Jean | 个人 | MANAGER | 是 | NA |
| MCCAIN, MACE, MARLIN | 个人 | PRESIDENT / MANAGER / MANAGING DIRECTOR/CIO | 是 | NA |
| Rhodes, Coolidge, Elmo | 个人 | MANAGER | 是 | NA |
| PFEIFER, ROBERT, DEAN | 个人 | SECRETARY | 是 | NA |
| BENSON, MICHAEL, DEAN | 个人 | TREASURER | 是 | NA |
| LUTZ, WILLIAM, JOHN | 个人 | DIRECTOR OF EQUITIES / SENIOR FUND MANAGER / SENIOR RESEARCH ANALYST | 是 | NA |
| HOPKINS, JUSTIN, J | 个人 | NATIONAL SALES MANAGER | 是 | NA |
| WILSON, KENNETH | 个人 | MANAGER | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| CULLEN/FROST BANKERS, INC. | PARENT CORPORATION | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
