← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（05/06/2024）
RIVERFRONT INVESTMENT GROUP, LLC · 所有者与执行高管（CRD 146221）
机构事实页：RIVERFRONT INVESTMENT GROUP, LLC 事实页 → | 官方原文：IAPD firm-summary/146221
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| QUINN, PETER, JOHN | 个人 | MEMBER OF THE BOARD OF DIRECTORS, PRESIDENT & CEO | 是 | NA |
| SANDLER, DOUGLAS, ALAN | 个人 | MEMBER OF THE BOARD OF DIRECTORS/GLOBAL STRATEGIST | 是 | NA |
| SMYTH, RODERICK, ARTHUR | 个人 | CHAIRMAN OF THE BOARD OF DIRECTORS/DIRECTOR OF INVESTMENTS | 是 | NA |
| SCHROEDER, MICHAEL, JOHN | 个人 | MEMBER OF THE BOARD OF DIRECTORS | 是 | NA |
| RIVERFRONT INVESTMENT HOLDING GROUP, LLC | 境内实体 | MEMBER | 是 | E |
| SOUTHALL, KARRIE, BURNHAM | 个人 | MEMBER OF BOARD OF DIRECTORS, CHIEF OPERATING OFFICER | 是 | NA |
| KONSTANTINOS, CHRISTOPHER, JOHN | 个人 | CHIEF MARKET STRATEGIST, MANAGING PARTNR, MEMBER OF BOARD OF DIRECTORS | 是 | NA |
| GIBBS, JULIA, JONES | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| TAFT, JOHN, GODFREY | 个人 | MEMBER OF BOARD OF DIRECTORS | 是 | NA |
| BOOTH, STEVEN, GREGORY | 个人 | MEMBER OF BOARD OF DIRECTORS | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | MANAGING MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
