← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/02/2024)
ASSOCIATED INVESTMENT SERVICES, INC. · 所有者与执行高管(CRD 1464)
机构事实页:ASSOCIATED INVESTMENT SERVICES, INC. 事实页 → | 官方原文:IAPD firm-summary/1464
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CRAVILLION, BETH ANN | 个人 | DIRECTOR OF SUPPORT SERVICES | — | NA |
| KUIPERS, MICHAEL DAVID | 个人 | DIRECTOR, PRESIDENT & CEO | 是 | NA |
| PECORA, ANTHONY PHILIP | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| STEIN, DAVID LEWIS | 个人 | DIRECTOR, BOARD OF DIRECTORS | 是 | NA |
| ASSOCIATED TRUST COMPANY, N.A. | 境内实体 | SOLE SHAREHOLDER | 是 | E |
| THAYER, JOHN PARKER | 个人 | CHAIRMAN, BOARD OF DIRECTORS | 是 | NA |
| HOCHHOLZER, MICHAEL ROBERT | 个人 | DIRECTOR, BOARD OF DIRECTORS | 是 | NA |
| DELOYE, DENNIS MICHAEL | 个人 | DIRECTOR, BOARD OF DIRECTORS | 是 | NA |
| KELLER, JACOB JEFFERY | 个人 | PRINCIPAL, FINANCIAL REPORTING | — | NA |
| ARNOLD, ANDREW JAMES | 个人 | DIRECTOR, TREASURER | 是 | NA |
| HLADIO, JAYNE CLARA | 个人 | DIRECTOR, BOARD OF DIRECTORS | 是 | NA |
| ZANDPOUR, STEVEN SIA | 个人 | DIRECTOR, BOARD OF DIRECTORS | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ASSOCIATED BANK, N.A. | SOLE SHAREHOLDER | 是 |
| ASSOCIATED BANC-CORP | SOLE SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
