← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/22/2024)
THE FINANCIAL ADVISORS, LLC · 所有者与执行高管(CRD 146680)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/146680
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MILLER, ROBERT, CONOVER | 个人 | MEMBER, CHIEF COMPLIANCE OFFICER, FINANCIAL ADVISOR | 是 | C |
| KUMPH, MICHAEL, PAULL | 个人 | MANAGING MEMBER AND FINANCIAL ADVISOR | 是 | C |
| DEMPSEY, MICHAEL, ANTHONY | 个人 | MEMBER AND FINANCIAL ADVISOR | — | A |
| LARINA, ANNA, V | 个人 | MEMBER AND OFFICE ADMINISTRATOR | — | A |
| BONASERA, LOUIS, CARL | 个人 | MEMBER AND FINANCIAL ADVISOR | — | A |
| BRAND, DIANNE | 个人 | MEMBER AND FINANCIAL ADVISOR | — | NA |
| CHOQUETTE, JANET | 个人 | MEMBER AND TAX ACCOUNTANT | — | NA |
| CORMIER, NGOC, NGUYEN | 个人 | MEMBER AND OFFICE ADMINISTRATOR | — | NA |
| WOODHOUSE, SUSAN, IRENE | 个人 | MEMBER AND OFFICE ADMINISTRATOR | — | NA |
| DESLAURIERS, LUCAS | 个人 | MEMBER AND FINANCIAL ADVISOR | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
