← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/25/2024)
GATEWAY INVESTMENT ADVISERS, LLC · 所有者与执行高管(CRD 146681)
机构事实页:GATEWAY INVESTMENT ADVISERS, LLC 事实页 → | 官方原文:IAPD firm-summary/146681
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| TOMICH, TRICIA, GROFF | 个人 | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, AND SECRETARY | — | NA |
| SCHMUELLING, JULIE, MARIE | 个人 | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, AND BOARD MEMBER | 是 | NA |
| NATIXIS INVESTMENT MANAGERS, LLC | 境内实体 | MEMBER | 是 | E |
| GIUNTA, DAVID, LAWRENCE | 个人 | BOARD MEMBER | 是 | NA |
| BUCKIUS, MICHAEL, THOMAS | 个人 | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER, AND BOARD MEMBER | 是 | NA |
| BICKEL, NELSON, CRAIG | 个人 | VICE PRESIDENT AND CHIEF INFORMATION OFFICER | — | NA |
| TOFT, KENNETH, HOWARD | 个人 | SENIOR VICE PRESIDENT | — | NA |
| ORFANOS, JAMES, T | 个人 | BOARD MEMBER | 是 | NA |
| BRIDGE, THERESA, MARIE | 个人 | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — | NA |
| ASHCRAFT, DANIEL, MITCHELL | 个人 | VICE PRESIDENT AND BOARD MEMBER | — | NA |
| Knapke, Michael, Robert | 个人 | VICE PRESIDENT, DIRECTOR OF MARKETING | — | NA |
| WARD, ERIC, NORMAN | 个人 | BOARD MEMBER | 是 | NA |
| HOPKINS, MAXWELL, JAMES | 个人 | CHIEF RISK OFFICER, COUNSEL, AND COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BPCE | SHAREHOLDER | 是 |
| NATIXIS | SHAREHOLDER | 是 |
| NATIXIS INVESTMENT MANAGERS | SHAREHOLDER | 是 |
| NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 | MEMBER | 是 |
| NATIXIS INVESTMENT MANAGERS, LLC | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
