← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/09/2024）
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED · 所有者与执行高管（CRD 146936）
机构事实页：BENJAMIN F. EDWARDS & COMPANY, INCORPORATED 事实页 → | 官方原文：IAPD firm-summary/146936
Schedule A · 直接所有者（18 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EDWARDS, BENJAMIN FRANKLIN IV | 个人 | CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT | 是 | NA |
| BENJAMIN EDWARDS, INC. | 境内实体 | OWNER | 是 | E |
| MARTIN, THOMAS HAYDEN JR | 个人 | DIRECTOR/CHIEF FINANCIAL OFFICER | 是 | NA |
| ALTENBERGER, MARTIN WADE | 个人 | DIRECTOR/DIRECTOR OF BRANCHES | 是 | NA |
| KELLER, CHRISTOPHER M | 个人 | DIRECTOR/DIRECTOR OF OPERATIONS, TECHNOLOGY & ANALYTICS | 是 | NA |
| RUBENSTEIN, DOUGLAS DAVID | 个人 | DIRECTOR/COO AND DIRECTOR OF CAPITAL MARKETS | 是 | NA |
| HANSON, DAVID WILLIAM | 个人 | DIRECTOR | — | NA |
| FELLOWS, MARK PATTERSON | 个人 | DIRECTOR/REGIONAL DIRECTOR | — | NA |
| WISDOM, BILLY JOE | 个人 | DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES | 是 | NA |
| WHITING, CHRISTOPHER MARK | 个人 | DIRECTOR OF FINANCIAL STRATEGIES GROUP | 是 | NA |
| WELKER, JOANNE MARIE | 个人 | DIRECTOR/MANAGER ADVISORY SERVICES | — | NA |
| DELINIERE, ROLAND HAROLD | 个人 | DIRECTOR/REGIONAL DIRECTOR | — | NA |
| BAUMANN, NEAL JAMES | 个人 | DIRECTOR/REGIONAL DIRECTOR | — | NA |
| STEVENS, KATELYN CLARE | 个人 | CHIEF COMPLIANCE OFFICER, BROKERAGE | 是 | NA |
| MUCKLER, MATTHEW PAUL | 个人 | CHIEF COMPLIANCE OFFICER, ADVISORY | 是 | NA |
| SALAMON, MATTHEW R | 个人 | DIRECTOR/CORPORATE SECRETARY & DIRECTOR OF LAW & LEGAL SERVICES, CHIEF COUNSEL | 是 | NA |
| BRANDSTADT, TODD HEINRICH | 个人 | DIRECTOR/CO-DIRECTOR OF BRANCHES | 是 | NA |
| EDWARDS, BENJAMIN FRANKLIN | 个人 | DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES | 是 | NA |
Schedule B · 执行高管（0 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
