← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/18/2024)
HARTFORD FUNDS MANAGEMENT COMPANY, LLC · 所有者与执行高管(CRD 147746)
机构事实页:HARTFORD FUNDS MANAGEMENT COMPANY, LLC 事实页 → | 官方原文:IAPD firm-summary/147746
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DAVEY, JAMES, EDWARD | 个人 | SENIOR MANAGING DIRECTOR, PRESIDENT AND CHAIRMAN OF THE BOARD | 是 | NA |
| MEYER, VERNON, JOSEPH | 个人 | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | 是 | NA |
| MELCHER, JOSEPH, GARY | 个人 | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| HARTFORD FUNDS MANAGEMENT GROUP, INC. | 境内实体 | SOLE MEMBER | 是 | E |
| FROST, GREGORY, A. | 个人 | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 是 | NA |
| GARGER, WALTER, FRANCIS | 个人 | MANAGING DIRECTOR AND GENERAL COUNSEL | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HARTFORD HOLDINGS, INC. | OWNER | 是 |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC. | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
