← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
1492 CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 148566)
机构事实页:1492 CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/148566
Schedule A · 直接所有者(5 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| STRACKA, TIMOTHY, TERRILL | 个人 | MANAGING MEMBER | 是 | B |
| FROHNA, JOSEPH, ANTHONY | 个人 | MANAGING MEMBER | 是 | C |
| HAWTHORNE PARTNERS | 境内实体 | MEMBER | 是 | C |
| FRANCE, ADAM, MICHAEL | 个人 | MEMBER | — | NA |
| DALEY, KATHLEEN, A | 个人 | CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER | — | NA |
Schedule B · 执行高管(15 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROSETTA CAPITAL PARTNERS LP | GENERAL PARTNER | 是 |
| ROSETTA CAPITAL LLC | GENERAL PARTNER | — |
| WRIGHT, THOMAS, D | LIMITED PARTNER | 是 |
| WRIGHT, THOMAS, D | MEMBER | 是 |
| HJP ACQUISITION L.P. | GENERAL PARTNER | 是 |
| POSNER, HENRY | LIMITED PARTNER | 是 |
| POSNER, JAMES | LIMITED PARTNER | 是 |
| POSNER, PAUL | LIMITED PARTNER | 是 |
| HJP 2011, LLC | GENERAL PARTNER | — |
| POSNER, HENRY | MEMBER | 是 |
| POSNER, JAMES | MEMBER | 是 |
| POSNER, PAUL | MEMBER | 是 |
| HJP ACQUISITION, LP | GENERAL PARTNER | 是 |
| BLAIR OAK INVESTMENTS, LP | GENERAL PARTNER | 是 |
| HAWTHORNE PARTNERS II | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
