← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/28/2021)
AMERITAS INVESTMENT COMPANY, LLC · 所有者与执行高管(CRD 14869)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/14869
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SHERFFIUS, MARIA ELIZABETH | 个人 | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 是 | NA |
| GROSSER, CONNIE SUE | 个人 | VICE PRESIDENT - WEALTH MANAGEMENT & INVESTMENT SERVICES | 是 | NA |
| AMERITAS LIFE INSURANCE CORP. | 境内实体 | BENEFICIAL OWNER | 是 | E |
| BEASLEY, RYAN CHARLES | 个人 | MEMBER BOARD OF DIRECTORS | 是 | NA |
| KORTE, BRENT FRAZIER | 个人 | MEMBER BOARD OF DIRECTORS | 是 | NA |
| NAGENGAST, HEATHER JILL | 个人 | PRESIDENT | 是 | NA |
| NEIGHBORS, CHRISTINE MILLER | 个人 | CORPORATE SECRETARY | 是 | NA |
| WILKINSON, SUSAN KAY | 个人 | MEMBER BOARD OF DIRECTORS | 是 | NA |
| KINSELLA, MATTHEW JOHN | 个人 | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 是 | NA |
| HERBERT, GERALD QUINTIN | 个人 | FINANCIAL AND OPERATIONS PRINCIPAL | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| AMERITAS MUTUAL HOLDING COMPANY | OWNER | 是 |
| AMERITAS HOLDING COMPANY | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
