← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
SEMINOLE ADVISORY SERVICES, LLC · 所有者与执行高管（CRD 148975）
机构事实页：SEMINOLE ADVISORY SERVICES, LLC 事实页 → | 官方原文：IAPD firm-summary/148975
Schedule A · 直接所有者（5 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BANKS, ROBERT, JOSEPH | 个人 | MANAGER AND CHAIRMAN OF THE BOARD | 是 | NA |
| SEMINOLE HOLDINGS GROUP, LLC | 境内实体 | MEMBER | 是 | E |
| FETTER, TIMOTHY, SAMUEL | 个人 | MANAGER AND CO-CHIEF EXECUTIVE OFFICER | 是 | NA |
| DIAZ, CHRISTOPHER, GERARD | 个人 | MANAGER AND CO-CHIEF EXECUTIVE OFFICER | 是 | NA |
| DUNLOP, KRISTOPHER, ADAMS | 个人 | CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY AND CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（6 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BANKS, ROBERT, JOSEPH | TRUSTEE | 是 |
| ROBERT J. BANKS TRUST AGREEMENT DATED 6/19/91 | MEMBER | 是 |
| FETTER, TIMOTHY, SAMUEL | MANAGER AND CO-CHIEF EXECUTIVE OFFICER | 是 |
| DIAZ, CHRISTOPHER, GERARD | MANAGER AND CO-CHIEF EXECUTIVE OFFICER | 是 |
| DUNLOP, KRISTOPHER, ADAMS | MANAGER AND CHIEF FINANCIAL OFFICER, TREASURER AND SECRETARY | 是 |
| Ritter, Joseph | MANAGER AND EXECUTIVE VICE PRESIDENT | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
