← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/21/2024)
LOOP CAPITAL ASSET MANAGEMENT - TCH LLC · 所有者与执行高管(CRD 149280)
机构事实页:LOOP CAPITAL ASSET MANAGEMENT - TCH LLC 事实页 → | 官方原文:IAPD firm-summary/149280
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KIMBALL, SCOTT, M | 个人 | CIO LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC | 是 | NA |
| PHILLIPS, ADAM, MICHAEL | 个人 | MANAGING DIRECTOR LOOP CAPITAL ASSET MANAGEMENT - TCH, LLC | 是 | NA |
| BERKELEY, STEPHEN, SIDNEY | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| LOOP CAPITAL ASSET MANAGEMENT LLC | 境内实体 | SOLE MEMBER OF LOOP CAPITAL ASSET MANAGEMENT -TCH LLC | 是 | E |
| REYNOLDS, JAMES | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| LUPKIN, IRA, ADAM | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LOOP CAPITAL LLC | SOLE SHAREHOLDER OF LOOP CAPITAL ASSET MANAGEMENT LLC | 是 |
| LOOP CAPITAL HOLDINGS LLC | SHAREHOLDER OF LOOP CAPITAL, LLC | 是 |
| REYNOLDS, JAMES | MEMBER OF LOOP CAPITAL HOLDINGS LLC | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
