← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/22/2024)
SEELAUS ASSET MANAGEMENT, LLC · 所有者与执行高管(CRD 149582)
机构事实页:SEELAUS ASSET MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/149582
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SEELAUS HOLDINGS LLC | 境内实体 | OWNER/ MEMBER | 是 | E |
| PAJDAK, KAROLINA, NMN | 个人 | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 是 | NA |
| KLEIN, KENNETH, HARRIS | 个人 | CHIEF EXECUTIVE OFFICER/ ELECTED MANAGER | 是 | NA |
| Freshwater, Tara, Malley | 个人 | CHIEF OPERATING OFFICER/ELECTED MANAGER | 是 | NA |
| Molchan, Mayya, NMN | 个人 | CHIEF FINANCIAL OFFICER/ELECTED MANAGER | 是 | NA |
| Khatri, Andrew, Miles | 个人 | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | 是 | NA |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SEELAUS, JOANNE, KYNE | OWNER | 是 |
| SEELAUS, RICHARD, PAUL | MANAGING MEMBER | 是 |
| MITNICK, ANNELIESE, NMN | MANAGING MEMBER | 是 |
| Murray III, Albert, Quentin | MANAGING MEMBER | 是 |
| PAJDAK, KAROLINA, NMN | MANAGING MEMBER | 是 |
| SEELAUS, BENJAMIN, PATRICK | MANAGING MEMBER | 是 |
| R. SEELAUS & CO., INC. | HOLDING COMPANY | — |
| BRUCIA, JAMES, BENEDETTO | MANAGING MEMBER | 是 |
| Graves, Leslie, Ann | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
