← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/03/2013)
NB ALTERNATIVE FUND MANAGEMENT LLC · 所有者与执行高管(CRD 149873)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/149873
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| TANK, BRADLEY, CURTIS | 个人 | MANAGING DIRECTOR/ CO-CHIEF EXECUTIVE OFFICER AND CO-PRESIDENT | 是 | NA |
| LEE, WAI | 个人 | MANAGING DIRECTOR | — | NA |
| NEUBERGER BERMAN FIXED INCOME HOLDINGS LLC | 境内实体 | MEMBER | 是 | D |
| NEUBERGER BERMAN HOLDINGS LLC | 境内实体 | MEMBER | 是 | D |
| ROSENBERG, HENRY, EDWARD | 个人 | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — | NA |
| D'SIDOCKY, JAMES, CHRISTIAN | 个人 | SENIOR VICE PRESIDENT/GENERAL COUNSEL | — | NA |
| AMATO, JOSEPH, VINCENT | 个人 | MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER AND CO-PRESIDENT | 是 | NA |
| SULLIVAN, RAYMOND, ARTHUR | 个人 | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | — | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEUBERGER BERMAN GROUP LLC | MEMBER | 是 |
| LEHMAN BROTHERS HOLDINGS INC. | MEMBER | — |
| NEUBERGER BERMAN GROUP LLC | MEMBER | 是 |
| NBSH ACQUISITION LLC | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
