← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/17/2024）
LMCG INVESTMENTS, LLC · 所有者与执行高管（CRD 149936）
机构事实页：LMCG INVESTMENTS, LLC 事实页 → | 官方原文：IAPD firm-summary/149936
Schedule A · 直接所有者（13 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| TOWER, III, JOSEPH F | 个人 | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, BOARD MEMBER | 是 | A |
| SWAN, KENNETH, LESLIE | 个人 | PRESIDENT, CHIEF EXECUTIVE OFFICER, BOARD MEMBER | 是 | B |
| PRICE, EDMUND, H | 个人 | CHIEF LEGAL OFFICER | — | NA |
| LAYTON, JOHN, RODNEY | 个人 | MEMBER/BOARD MEMBER | 是 | A |
| WEEKS, DAVID, LAWRENCE | 个人 | MEMBER/BOARD MEMBER | 是 | A |
| KUMAR, AJIT | 个人 | MEMBER | — | A |
| JAEGER, NAN-MARIE | 个人 | MEMBER | — | A |
| ECKNER, ANDREAS | 个人 | MEMBER | — | A |
| HOREL, GUILLAUME | 个人 | MEMBER | — | A |
| TSUI, EDWIN, YU ON | 个人 | MEMBER | — | A |
| GANONG, RICHARD, JOSEPH | 个人 | MEMBER/BOARD MEMBER | 是 | A |
| SELTZER, JASON, ADAM | 个人 | BOARD MEMBER | 是 | NA |
| TEMPERANCE WEALTH PARTNERS LP | 境内实体 | MEMBER | — | B |
Schedule B · 执行高管（13 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| TEMPERANCE PARTNERS INC. | OWNER | 是 |
| SELTZER, JASON, ADAM | VICE PRESIDENT, TEMPERANCE PARTNERS INC. | 是 |
| TICE, KEVIN, DOUGLAS | PRESIDENT, TEMPERANCE PARTNERS INC. | 是 |
| SORBARA, PAUL, JOSEPH | VICE PRESIDENT, TEMPERANCE PARTNERS INC. | 是 |
| TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II | SHARE-HOLDER OWNER | 是 |
| TEMPERANCE PARTNERS GP I LIMITED | GENERAL PARTNER | 是 |
| SORBARA, PAUL, JOSEPH | VICE PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED | 是 |
| TICE, KEVIN, DOUGLAS | PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED | 是 |
| JDS TPLP TRUST | LIMITED PARTNER OWNER | 是 |
| SORBARA, PAUL, JOSEPH | TRUSTEE, JDS TPLP TRUST | 是 |
| SORBARA, JULIA, CATHERINE | TRUSTEE, JDS TPLP TRUST | 是 |
| SORBARA, THOMAS, ANTHONY | TRUSTEE, JDS TPLP TRUST | 是 |
| TEMPERANCE WEALTH PARTNERS INC. | GENERAL PARTNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
