← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/25/2024)
ABR CAPITAL PARTNERS, LLC · 所有者与执行高管(CRD 152121)
机构事实页:ABR CAPITAL PARTNERS, LLC 事实页 → | 官方原文:IAPD firm-summary/152121
Schedule A · 直接所有者(14 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GRISWOLD, JACK, SYMINGTON | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| KNOLLWOOD INVESTMENT FUND LLC | 境内实体 | MEMBER | 是 | C |
| BURTON, THOMAS, RICHARD | 个人 | SENIOR MANAGING DIRECTOR, CIO, AND MEMBER OF BOARD OF MANAGERS | 是 | B |
| WOLFE, DAVID, ETHAN | 个人 | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 是 | NA |
| COLLINS, LAWRENCE, EMERY | 个人 | MANAGING DIRECTOR | 是 | NA |
| HARVEY, ROBERT, DIXON HOPKINS | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| NORDBERG, EDWARD, PETER | 个人 | SENIOR MANAGING DIRECTOR AND MEMBER OF BOARD OF MANAGERS | 是 | B |
| JACK S. GRISWOLD FAMILY ENTERPRISES TRUST AGREEMENT DTD 10/24/12 | 境内实体 | MEMBER | — | B |
| BUNTING, MARC, GUENTER | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| BLAKE, DANIEL, JASON | 个人 | CFO AND MANAGING DIRECTOR | 是 | NA |
| WELDON, KENT, RAYMOND | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| STRAUSS, NOEL, MARK | 个人 | MEMBER OF BOARD OF MANAGERS | 是 | NA |
| STEPHENS ABR LLC | 境内实体 | MEMBER | — | B |
| REYNOLDS, DANIEL, JAMES | 个人 | MANAGING DIRECTOR | 是 | NA |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| KNOLLWOOD INVESTMENT ADVISORY, LLC | MANAGING MEMBER | 是 |
| BUNTING, GEORGE, LLOYD | MEMBER, BOARD OF MANAGERS | 是 |
| IRWIN, KEVIN, DALE | CEO | 是 |
| CIMINO, SCOTT | PRESIDENT | 是 |
| GRISWOLD, JASON, SYMINGTON | TRUSTEE | 是 |
| MARY CATHERINE BUNTING GST EXEMPTION TRUST | MEMBER | 是 |
| BLUE JAR PTC, LLC | TRUSTEE | 是 |
| STEPHENS CAPITAL PARTNERS LLC | MANAGER | 是 |
| WAS FAMILY INVESTMENTS I LLC | MEMBER | 是 |
| WAS FAMILY OFFICE LLC | MANAGER | 是 |
| LWS 2012 TRUST | MEMBER | 是 |
| HARRIET C. STEPHENS | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
