← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/22/2023)
SECURIAN FINANCIAL SERVICES, INC. · 所有者与执行高管(CRD 15296)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/15296
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ZACCARO, WARREN JOHN | 个人 | MEMBER OF BOARD OF DIRECTORS | — | NA |
| CONNOLLY, GEORGE IGNATIUS | 个人 | CEO, MEMBER OF BOARD OF DIRECTORS | 是 | NA |
| SECURIAN FINANCIAL GROUP, INC. | 境内实体 | 100% SHAREHOLDER | 是 | E |
| MCGRATH, JEFFREY DANIEL | 个人 | VICE PRESIDENT | 是 | NA |
| ZELLMER, KJIRSTEN GARETH | 个人 | PRESIDENT, PRINCIPAL OPERATIONS OFFICER - FINOP | 是 | NA |
| CARPENTER, KIMBERLY KAY | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 是 | NA |
| OBRIEN, KERI SUE | 个人 | SECRETARY | — | NA |
| FERGUSON, KRISTIN MARY | 个人 | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & FINOP | 是 | NA |
| CRIST, THERESA LEIGH | 个人 | VICE PRESIDENT | 是 | NA |
| STOPFER, LISA LYNN | 个人 | VICE PRESIDENT | 是 | NA |
| GROTEWOLD, GREG ALAN | 个人 | VICE PRESIDENT | 是 | NA |
| MONTZ, RENEE DENISE | 个人 | MEMBER OF BOARD OF DIRECTORS | — | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SECURIAN HOLDING COMPANY | 100% SHAREHOLDER | 是 |
| MINNESOTA MUTUAL COMPANIES, INC. | 100% SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
