← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/29/2024)
HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC · 所有者与执行高管(CRD 153052)
机构事实页:HORIZON TECHNOLOGY FINANCE MANAGEMENT LLC 事实页 → | 官方原文:IAPD firm-summary/153052
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| POMEROY, ROBERT, DWIGHT | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| MICHAUD, GERALD, ALFRED | 个人 | PRESIDENT | 是 | NA |
| BOMBARA, JOHN, CARSON | 个人 | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | — | NA |
| TROLIO, DANIEL, RAFFAELE | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | — | NA |
| DEVORSETZ, DANIEL, SCOTT | 个人 | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF INVESTMENT OFFICER | — | NA |
| EARLE, DIANE, CLARE | 个人 | SENIOR VICE PRESIDENT AND CHIEF CREDIT OFFICER | — | NA |
| DOMBROWSKI, LYNN, DENISE MURRAY | 个人 | CHIEF ACCOUNTING OFFICER | — | NA |
| MCH HOLDCO LLC | 境内实体 | SOLE MEMBER | 是 | E |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | SOLE MANAGING MEMBER | 是 |
| MONROE MANAGEMENT HOLDCO, LLC | GENERAL PARTNER | 是 |
| MSDJ TRUST | MEMBER | 是 |
| KOENIG, THEODORE, LEON | TRUSTEE | 是 |
| KOENIG, THEODORE, LEON | SOLE MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
