← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/10/2024)
RICHARD BERNSTEIN ADVISORS LLC · 所有者与执行高管(CRD 153577)
机构事实页:RICHARD BERNSTEIN ADVISORS LLC 事实页 → | 官方原文:IAPD firm-summary/153577
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BERNSTEIN, RICHARD, NMN | 个人 | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER | 是 | D |
| MEYER, MICHAEL, HARRIS | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| REAGAN, JOHN, RAYMOND | 个人 | CHIEF TECHNOLOGY OFFICER | 是 | NA |
| MCCOMBE, JOHN, JOSEPH | 个人 | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER | 是 | NA |
| TARBEL, BARBARA | 个人 | CHIEF FINANCIAL OFFICER AND BOARD MEMBER | 是 | NA |
| GOLDFARB, PHILIP, STEPHEN | 个人 | DIRECTOR OF TRADING | 是 | NA |
| SUZUKI, DAN, JAMES | 个人 | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE | 是 | NA |
| KIRSCHNER, LISA | 个人 | DIRECTOR OF RESEARCH | — | NA |
| GRISWOLD, FRANK, MATTHEW | 个人 | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT | — | NA |
| IM SQUARE HOLDING 8 LLC | 境外实体 | MEMBER | 是 | C |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| IM SQUARE PARTNERS HOLDING | HOLDING COMPANY | 是 |
| IM SQUARE SAS | PARENT | 是 |
| LEGENDRE HOLDING 36 | HOLDING COMPANY | 是 |
| EURAZEO SE | HOLDING COMPANY | 是 |
| JC DECAUX HOLDING SAS | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
