← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(01/30/2012)
AMERICAN YELLOWSTONE ADVISORS, LLC · 所有者与执行高管(CRD 154194)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/154194
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DONOVAN, THERESA, CONSTANCE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC | 境内实体 | MEMBER | 是 | D |
| YELLOWSTONE PARTNERS LLC | 境内实体 | MEMBER | 是 | D |
| PILEGGI, JOHN, JOSEPH | 个人 | SECRETARY | 是 | NA |
| NATALE, ROBERT, STEPHEN | 个人 | PRESIDENT | 是 | NA |
| RUBIN, ERIC, MATTHEW | 个人 | TREASURER | 是 | NA |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HANSEN, DAVID, HENRY | OWNER | 是 |
| ARRIVATO HOLDING, LLC | MEMBER | 是 |
| PILEGGI, JOHN, JOSEPH | MEMBER, SECRETARY AND TREASURER | — |
| RUBIN, ERIC, MATTHEW | MEMBER AND PRESIDENT | 是 |
| EMPOWERED RPNY, LLC | MEMBERR | 是 |
| EMPOWERED TO PROSPER, LLC | MANAGER | 是 |
| ANFERENEE D. HARDAWAY FAMILY TRUST | MEMBER | 是 |
| PENNY HARDAWAY, INC. | MANAGER | 是 |
| HARDAWAY, ANFERNEE, D MIONLY | TRUSTEE | 是 |
| AIFS ACQUISITION , LLC | MEMBER | 是 |
| THE CHUTJIAN CHARITABLE LEAD ANNUITY TRUST | MEMBER | 是 |
| CHUTJIAN, KEITH, PETER | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
