← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/09/2023)
PERSONAL CAPITAL ADVISORS CORPORATION · 所有者与执行高管(CRD 155172)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/155172
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RYAN, KYLE, CARROLL | 个人 | EXECUTIVE VICE PRESIDENT OF ADVISORY SERVICES | 是 | NA |
| EMPOWER PERSONAL WEALTH, LLC | 境内实体 | PARENT CORPORATION | 是 | E |
| BIRK, CRAIG, ALAN | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| MOXON, JENNIFER | 个人 | SENIOR DIRECTOR OF COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| Wilson, Tina, Marie | 个人 | PRESIDENT | 是 | NA |
| Patel, Palak | 个人 | SECRETARY | 是 | NA |
| Finster, Abiane | 个人 | ASSISTANT SECRETARY | 是 | NA |
| MCLEOD, DAVID, GEORGE | 个人 | DIRECTOR | 是 | NA |
| Moritz, Christine, Marie | 个人 | DIRECTOR | 是 | NA |
| WADDELL, CAROL, ELAINE | 个人 | DIRECTOR | 是 | NA |
| MANDEVILLE, NATHANIEL, ALLEN | 个人 | TREASURER | 是 | NA |
Schedule B · 执行高管(16 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| EMPOWER SERVICES HOLDINGS, LLC | MEMBER | 是 |
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | MEMBER | 是 |
| EMPOWER HOLDINGS, INC. | MEMBER | 是 |
| GREAT-WEST LIFECO U.S. LLC | MEMBER | 是 |
| GREAT-WEST FINANCIAL (NOVA SCOTIA) CO. | MEMBER | 是 |
| GREAT-WEST LIFECO INC. | MEMBER | 是 |
| POWER FINANCIAL CORPORATION | SHAREHOLDER | 是 |
| 171263 CANADA INC. | SHAREHOLDER | 是 |
| POWER CORPORATION OF CANADA | SHAREHOLDER | 是 |
| PANSOLO HOLDING INC. | SHAREHOLDER | 是 |
| THE DEMARAIS FAMILY RESIDUARY TRUST | SHAREHOLDER | 是 |
| DESMARAIS, PAUL, GUY | TRUSTEE | 是 |
| PLESSIS-BELAIR, MICHEL | TRUSTEE | 是 |
| FORTIN, GUY | TRUSTEE | 是 |
| DESMARAIS, ANDRE, ROGER | TRUSTEE | 是 |
| DESMARAIS, SOPHIE | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
