← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/27/2024)
PRIVATE ADVISOR GROUP, LLC · 所有者与执行高管(CRD 155216)
机构事实页:PRIVATE ADVISOR GROUP, LLC 事实页 → | 官方原文:IAPD firm-summary/155216
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HYLAND, JOHN, PATRIC | 个人 | EXECUTIVE CHAIR | 是 | NA |
| SULLIVAN, PATRICK, JAMES | 个人 | EXECUTIVE CHAIR | 是 | NA |
| SULLIVAN, JAMES, DANIEL | 个人 | MANAGING DIRECTOR | 是 | NA |
| PERHACS, JAMES, J | 个人 | MANAGING DIRECTOR, CHIEF OPERATING OFFICER | 是 | NA |
| HOOKS, JAMES, ALAN | 个人 | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 是 | NA |
| PAG HOLDINGS, LLC | 境内实体 | OWNER, MANAGING MEMBER | 是 | E |
| SULLIVAN, SEAN, PAUL | 个人 | CHIEF LEGAL OFFICER, CHIEF PRIVACY OFFICER | 是 | NA |
| SMITH, FRANKLIN, R | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| MOORE, ROBERT, JOSEPH | 个人 | EXECUTIVE CHAIR | 是 | NA |
| SCHORR, ADAM, J | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SULLIVAN, PATRICK, JAMES | OWNER | 是 |
| HYLAND, JOHN, PATRIC | OWNER | 是 |
| PAG PARTNERSHIP HOLDCO LLC | OWNER | 是 |
| PAG LEGACY PARTNERS LLC | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
