← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/04/2024)
OCTAGON CREDIT INVESTORS, LLC · 所有者与执行高管(CRD 155336)
机构事实页:OCTAGON CREDIT INVESTORS, LLC 事实页 → | 官方原文:IAPD firm-summary/155336
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MOHR, GRETCHEN, MAE | 个人 | CHIEF EXECUTIVE OFFICER, BOARD MEMBER | 是 | NA |
| GORDON, ANDREW, DAVID | 个人 | EXECUTIVE CHAIR, BOARD MEMBER | 是 | NA |
| NECHAMKIN, MICHAEL, BENNETT | 个人 | CIO, SR PORTFOLIO MANAGER, AND BOARD MEMBER | 是 | NA |
| DUDZIK, JOHN, ANDREW | 个人 | MANAGING DIRECTOR - BUSINESS & PRODUCT DEVELOPMENT | 是 | NA |
| JULIAN, MARGARET, ANNE | 个人 | CHIEF RISK OFFICER, CHIEF COMPLIANCE OFFICER | 是 | NA |
| SEGA, RICHARD, LOUIS | 个人 | BOARD MEMBER | 是 | NA |
| CONNING & COMPANY | 境内实体 | MEMBER | 是 | E |
| BRADFORD, LINWOOD, EARLE | 个人 | CHAIRMAN / BOARD MEMBER | 是 | NA |
| LEE, JUNG, WON | 个人 | BOARD MEMBER | 是 | NA |
| DORMENT, GEOFFREY, CUNNIFF | 个人 | GENERAL COUNSEL | 是 | NA |
| LAW, LAUREN, KRISTEN | 个人 | SENIOR PORTFOLIO MANAGER | 是 | NA |
| Boger, Maegan, Gallagher | 个人 | HEAD OF TRADING AND CAPITAL MARKETS, HEAD OF STRATEGIC INITIATIVES | 是 | NA |
| GLEASON, SEAN, MICHAEL | 个人 | PORTFOLIO MANAGER | 是 | NA |
| HARTZBAND, MERYL, DEBORAH | 个人 | BOARD MEMBER | 是 | NA |
| Adar, Amy, Semiha | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| MCDERMOTT, DOUGLAS, JOHN | 个人 | CHIEF OPERATING OFFICER, HEAD OF INVESTOR SOLUTIONS | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| CONNING HOLDINGS CORP | SHAREHOLDER | 是 |
| CONNING U.S. HOLDINGS, INC. | SHAREHOLDER | 是 |
| CONNING HOLDINGS LIMITED | SHAREHOLDER | 是 |
| GENERALI INVESTMENTS HOLDING S.P.A. | SHAREHOLDER | 是 |
| ASSICURAZIONI GENERALI S.P.A. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
