← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/04/2024）
MODERA WEALTH MANAGEMENT, LLC · 所有者与执行高管（CRD 155649）
机构事实页：MODERA WEALTH MANAGEMENT, LLC 事实页 → | 官方原文：IAPD firm-summary/155649
Schedule A · 直接所有者（17 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MODERA CAPITAL, INC. | 境内实体 | MEMBER | 是 | C |
| ORECCHIO, THOMAS, ANTHONY | 个人 | ELECTED MANAGER AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| CEPARANO, JOHN, JOSEPH | 个人 | ELECTED MANAGER | 是 | NA |
| DAYS, THERESA, APRUZZESE | 个人 | CHIEF COMPLIANCE OFFICER AND PRINCIPAL | 是 | NA |
| TRIA ASSET HOLDINGS A, LLC | 境内实体 | MEMBER | — | B |
| HENNING, KELLY, ANN | 个人 | ELECTED MANAGER | 是 | NA |
| PADULA, GEORGE, THOMAS | 个人 | ELECTED MANAGER | 是 | NA |
| MANSKE, RICHARD, DALE | 个人 | APPOINTED MANAGER | 是 | NA |
| PALME, HARLI, LYNN | 个人 | APPOINTED MANAGER, CHIEF OPERATING OFFICER | 是 | NA |
| TRIA ASSET HOLDINGS C, LLC | 境内实体 | MEMBER | — | B |
| MCCUINE, JOSEPH, EDWARD | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| FAD, REGAN, DARBY | 个人 | CHIEF LEGAL OFFICER | 是 | NA |
| ROBINS, BENJAMIN, JOHN | 个人 | APPOINTED MANAGER | — | NA |
| WANG, ETHAN, JAY | 个人 | APPOINTED MANAGER | — | NA |
| WILLOUGHBY, MARK, ANTHONY | 个人 | APPOINTED MANAGER | 是 | NA |
| TRIA ASSET HOLDINGS F, LLC | 境内实体 | MEMBER | — | A |
| TCP FUND II, LLC | 境内实体 | MEMBER | — | B |
Schedule B · 执行高管（11 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ORECCHIO, THOMAS, ANTHONY | SHAREHOLDER | 是 |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | MEMBER | — |
| TRIA CAPITAL PARTNERS, LLC | MEMBER | — |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | MEMBER | — |
| TRIA CAPITAL PARTNERS HOLDINGS, LLC | MEMBER | — |
| ROBINS, BENJAMIN, JOHN | MEMBER | — |
| KANNER, YVONNE, NADINNE | MEMBER | — |
| CORTEZ, STEVEN, EDWARD | MEMBER | — |
| TRIA CAPITAL PARTNERS ASSETCO, LLC | MEMBER | — |
| BHARCAP PARTNERS II, LP | MEMBER | 是 |
| BHARCAP PARTNERS, LLC | MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
