← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/27/2024）
IONIC CAPITAL MANAGEMENT LLC · 所有者与执行高管（CRD 156400）
机构事实页：IONIC CAPITAL MANAGEMENT LLC 事实页 → | 官方原文：IAPD firm-summary/156400
Schedule A · 直接所有者（9 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BAUM, BART, ETHAN | 个人 | PRINCIPAL, PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER | 是 | NA |
| STONE, DANIEL, LAZARD | 个人 | PRINCIPAL, PORTFOLIO MANAGER | 是 | NA |
| RICHARDSON, JOHN, CHRISTOPHER | 个人 | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | 是 | NA |
| VACCARINO, ARTHUR | 个人 | CHIEF TECHNOLOGY OFFICER | 是 | NA |
| IONIC CAPITAL MANAGEMENT HOLDINGS LP | 境内实体 | SOLE MEMBER OF IONIC CAPITAL MANAGEMENT LLC | 是 | E |
| ICA HOLDCO LLC | 境内实体 | SOLE MEMBER OF IONIC CAPITAL ADVISORS LLC | 是 | E |
| VECCHIO, STEVEN, GERARD | 个人 | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 是 | NA |
| BEGLEY, MATTHEW, GRIFFIN | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| BAUM, LAWRENCE, JOSEPH | 个人 | CHIEF RISK OFFICER | — | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| BAUM, BART, ETHAN | LIMITED PARTNER | 是 |
| STONE, DANIEL, LAZARD | LIMITED PARTNER | 是 |
| IONIC HOLDCO GP LLC | GENERAL PARTNER | 是 |
| BAUM, BART, ETHAN | MANAGING MEMBER | 是 |
| STONE, DANIEL, LAZARD | MANAGING MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
