← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC · 所有者与执行高管（CRD 156933）
机构事实页：EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC 事实页 → | 官方原文：IAPD firm-summary/156933
Schedule A · 直接所有者（7 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | 境内实体 | MEMBER | 是 | E |
| JOENK, STEVEN, MICHAEL | 个人 | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| PAOLO, JOSEPH, JOHN | 个人 | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| WALSH, BRIAN, E (MI ONLY) | 个人 | DIRECTOR AND SENIOR VICE PRESIDENT | 是 | NA |
| KOZLOWSKI, KENNETH, THOMAS | 个人 | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 是 | NA |
| Daly, Shane | 个人 | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY | 是 | NA |
| Baehr, Jessica, Lynn | 个人 | PRESIDENT AND CHIEF OPERATING OFFICER | 是 | NA |
Schedule B · 执行高管（2 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| EQUITABLE FINANCIAL SERVICES, LLC | SHAREHOLDER | 是 |
| EQUITABLE HOLDINGS, INC. | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
