← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/12/2024）
FIDUS INVESTMENT ADVISORS, LLC · 所有者与执行高管（CRD 156981）
机构事实页：FIDUS INVESTMENT ADVISORS, LLC 事实页 → | 官方原文：IAPD firm-summary/156981
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROSS, EDWARD, HENNESSY | 个人 | CHIEF EXECUTIVE OFFICER, PRESIDENT, ASSISTANT SECRETARY, ASSISTANT TREASURER, MANAGER | 是 | NA |
| LAUER, THOMAS, CHARLES | 个人 | MANAGER | 是 | NA |
| WORTH, WILLIAM, ANDREW | 个人 | ASSISTANT SECRETARY, ASSISTANT TREASURER AND MANAGER | 是 | NA |
| ROSS, JOHN, JOSEPH | 个人 | CHAIR OF BOARD OF MANAGERS, MANAGER | 是 | NA |
| FIDUS GROUP HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| GRIGG, JOHN, HUMPHREY | 个人 | MANAGER | 是 | NA |
| LIND, DIANE, PAULA | 个人 | CHIEF COMPLIANCE OFFICER AND ASSISTANT SECRETARY | 是 | NA |
| SHERARD, SHELBY, ELIZABETH | 个人 | CHIEF FINANCIAL OFFICER, VICE PRESIDENT, TREASURER AND SECRETARY | 是 | NA |
| HERRING, JOHN, MCPHAIL | 个人 | CHIEF OPERATING OFFICER, CHIEF LEGAL OFFICER, VICE PRESIDENT, ASSISTANT SECRETARY, ASSISTANT TREASURER | 是 | NA |
| SUDIF, LLC | 境内实体 | MEMBER | — | B |
| SUDIF II, LLC | 境内实体 | MEMBER | — | B |
Schedule B · 执行高管（10 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROSS, EDWARD, HENNESSY | MANAGER | 是 |
| LAUER, THOMAS, CHARLES | MANAGER | 是 |
| WORTH, WILLIAM, ANDREW | MANAGER | 是 |
| ROSS, JOHN, JOSEPH | MANAGER | 是 |
| GRIGG, JOHN, HUMPHREY | MANAGER | 是 |
| Styslinger, Lee, J. | MANAGER | 是 |
| Styslinger, Jon, C. | MANAGER | 是 |
| Styslinger, Mark, J. | MANAGER | 是 |
| Styslinger, Jon, C. | MANAGER | 是 |
| Styslinger, Mark, J. | MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
