← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(11/08/2024)
BAYVIEW ASSET MANAGEMENT, LLC · 所有者与执行高管(CRD 157053)
机构事实页:BAYVIEW ASSET MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/157053
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ERTEL, DAVID | 个人 | CHIEF EXECUTIVE OFFICER / DIRECTOR | 是 | NA |
| BOMSTEIN, BRIAN, ERIC | 个人 | CHIEF LEGAL OFFICER / DIRECTOR | 是 | NA |
| O'BRIEN, RICHARD, THOMAS | 个人 | CO-CHIEF OPERATIONS OFFICER / DIRECTOR | 是 | NA |
| EVENSON, BRETT | 个人 | MANAGING DIRECTOR | 是 | NA |
| BAYVIEW ASSET MANAGEMENT HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| MILLER, MATTHEW, CRAIG | 个人 | MANAGING DIRECTOR | 是 | NA |
| PORTUGAL, CARLOS, MANUEL | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| GEILING, GREGORY, SCOTT | 个人 | CO-CHIEF OPERATIONS OFFICER | 是 | NA |
| Magee, Michael, Joseph | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MAYIM INVESTMENT HOLDINGS, INC. | MEMBER | 是 |
| ERTEL, DAVID | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
