← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/21/2015)
BAML CAPITAL ACCESS FUNDS MANAGEMENT, LLC · 所有者与执行高管(CRD 157801)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/157801
Schedule A · 直接所有者(17 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BANC OF AMERICA STRATEGIC INVESTMENTS CORPORATION | 境内实体 | MEMBER OF REGISTRANT | 是 | E |
| POWERS, EDWARD, JOHN | 个人 | PRESIDENT AND MEMBER OF BOARD OF MANAGERS OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| SMITH JR, GEORGE, W | 个人 | MEMBER OF BOARD OF MANAGERS OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| FOWLER, CRAIG, CAMERON | 个人 | MANAGING DIRECTOR OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| HOGANBRUEN, MATTHEW, GREGORY | 个人 | MANAGING DIRECTOR OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| PHILLIPS, JAMES, WILLIAM | 个人 | ASSISTANT CONTROLLER OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| SHAH, SANJIV, KANU | 个人 | MANAGING DIRECTOR OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| BANC OF AMERICA STRATEGIC INVESTMENTS CORPORATION | 境内实体 | MEMBER OF RELYING ADVISER | 是 | E |
| BEALE, STEPHANIE, TERESE | 个人 | TREASURER OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| BEALE, STEPHANIE, TERESE | 个人 | CONTROLLER OF REGISTRANT | 是 | NA |
| BEALE, STEPHANIE, TERESE | 个人 | CONTROLLER OF RELYING ADVISER | 是 | NA |
| COSTIGAN, GREGORY, VINCENT | 个人 | CHIEF COMPLIANCE OFFICER OF REGISTRANT AND RELYING ADVISER | 是 | NA |
| FOWLER, CRAIG, CAMERON | 个人 | MEMBER OF BOARD OF MANAGERS OF REGISTRANT | 是 | NA |
| HOGANBRUEN, MATTHEW, GREGORY | 个人 | MEMBER OF BOARD OF MANAGERS OF REGISTRANT | 是 | NA |
| SHAH, SANJIV, KANU | 个人 | MEMBER OF BOARD OF MANAGERS OF REGISTRANT | 是 | NA |
| BRINKMAN, DANIEL, JOSEPH | 个人 | SENIOR RISK PARTNER FOR BUSINESS BANKING OF REGISTRANT | 是 | NA |
| LIM, DANIEL, SAE WHAN | 个人 | MEMBER OF BOARD OF MANAGERS AND SENIOR RISK EXECUTIVE OF REGISTRANT | 是 | NA |
Schedule B · 执行高管(1 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BANK OF AMERICA CORPORATION | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
