← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/29/2018）
KATONAH DEBT ADVISORS, L.L.C. · 所有者与执行高管（CRD 157868）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/157868
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KCAP FINANCIAL, INC. | 境内实体 | DIRECT OWNER AND SOLE MEMBER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | 是 | E |
| GILLIGAN, DANIEL, PATRICK | 个人 | CCO, VP AND DIRECTOR OF REGISTRANT AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | 是 | NA |
| KATONAH MANAGEMENT HOLDINGS, LLC | 境内实体 | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | 是 | E |
| GILPIN, EDWARD, UDALL | 个人 | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS | 是 | NA |
| MAZZITELLI, DOMINICK, JOSEPH | 个人 | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVIS | 是 | NA |
| PEARSON, DAYL, WARD | 个人 | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | 是 | NA |
| O'KEEFE, JAMES, JOSEPH | 个人 | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | — | NA |
| CORLESS, ROBERT, JONATHAN | 个人 | CIO OF KATONAH DEBT ADVISORS, LLC AND KCAP MANAGEMENT, LLC (RELYING ADVISER) | 是 | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| KCAP FINANCIAL, INC. | DIRECT OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
