← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/25/2024)
CASTLE CREEK ADVISORS IV LLC · 所有者与执行高管(CRD 158079)
机构事实页:CASTLE CREEK ADVISORS IV LLC 事实页 → | 官方原文:IAPD firm-summary/158079
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JME ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | 是 | C |
| PIETRZAK ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | 是 | C |
| EGGEMEYER, JOHN, MATTHEW | 个人 | MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC | 是 | NA |
| SCAVUZZO ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | — | A |
| RANA ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | — | A |
| VOLK ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | — | A |
| SZUMSKI ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | — | NA |
| LEGIONS IV CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | — | NA |
| MIKESELL ADVISORY CORP | 境内实体 | MEMBER OF CASTLE CREEK ADVISORS IV LLC | — | A |
| Sykes, Deborah | 个人 | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| EGGEMEYER, JOHN, MATTHEW | PRESIDENT | 是 |
| PIETRZAK, JOHN, TOMASZ | PRESIDENT | 是 |
| SCAVUZZO, ANTHONY, R | PRESIDENT | 是 |
| RANA, SUNDEEP, VIJAY | PRESIDENT | 是 |
| VOLK, DAVID, JAMES | PRESIDENT | 是 |
| MERLO, MARK, GERARD | PRESIDENT | 是 |
| THOMAS, JOSEPH, MIKESELL | PRESIDENT | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
