← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/28/2024)
GRANDEUR PEAK GLOBAL ADVISORS, LLC · 所有者与执行高管(CRD 158270)
机构事实页:GRANDEUR PEAK GLOBAL ADVISORS, LLC 事实页 → | 官方原文:IAPD firm-summary/158270
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GARDINER, ROBERT, THATCHER | 个人 | CHAIRMAN, MANAGER | 是 | NA |
| WALKER, BLAKE, HAROLD | 个人 | CEO, MANAGER | 是 | NA |
| HUEFNER, ERIC, WILLIAM | 个人 | PRESIDENT, COO, MANAGER | 是 | NA |
| VINCENT, JEFFREY, M | 个人 | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | — | NA |
| PEARCE, RANDY, EVERETT | 个人 | MANAGER, CHIEF INVESTMENT OFFICER | 是 | NA |
| GRANDEUR PEAK GLOBAL HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GARDINER, ROBERT, THATCHER | MANAGER | 是 |
| GARDINER, SUSANNE, BARTH | MANAGER | 是 |
| THE GARDINER GRANDEUR TRUST | MEMBER | 是 |
| HACKETT, SUSANNE M | TRUSTEE | 是 |
| GARDINER, BENJAMIN R | TRUSTEE | 是 |
| GARDINER, GRACE T | TRUSTEE | 是 |
| GARDINER GRANDEUR TALENTS LLC | MEMBER | 是 |
| WALKER, BLAKE, HAROLD | MEMBER | 是 |
| HUEFNER, ERIC, WILLIAM | MANAGER | 是 |
| PEARCE, RANDY, EVERETT | MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
