← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(11/08/2024)
CWA ASSET MANAGEMENT GROUP, LLC · 所有者与执行高管(CRD 158940)
机构事实页:CWA ASSET MANAGEMENT GROUP, LLC 事实页 → | 官方原文:IAPD firm-summary/158940
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KEY, KIMBERLY, RUTH | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| FERGUSON, BLAINE, MICHAEL | 个人 | MANAGING MEMBER, CHIEF OPERATING OFFICER | 是 | NA |
| BEYNON, WILLIAM, NICK | 个人 | MANAGING MEMBER | 是 | NA |
| JOHNSON, LEWIS, MCKAY | 个人 | MANAGER | 是 | NA |
| CWA HOLDINGS, LLC | 境内实体 | OWNER | 是 | E |
| KNEPFLER, RICHARD, KARL | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| GALLERIA 104, LLC | 境内实体 | PROFIT OWNERSHIP INTEREST | — | A |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BEYNON, WILLIAM, NICK | MEMBER | 是 |
| FERGUSON, BLAINE, MICHAEL | CHIEF OPERATING OFFICER, MEMBER | 是 |
| JOHNSON, LEWIS, MCKAY | MEMBER | 是 |
| MOGLIA, JOSEPH, HUGH | MEMBER | 是 |
| WILSON, GEORGE, ALLEN | OWNER/MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
