← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/29/2024）
MAWER INVESTMENT MANAGEMENT LTD. · 所有者与执行高管（CRD 159100）
机构事实页：MAWER INVESTMENT MANAGEMENT LTD. 事实页 → | 官方原文：IAPD firm-summary/159100
Schedule A · 直接所有者（28 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HALL, JAMES, COLIN | 个人 | PRESIDENT, DIRECTOR, SHAREHOLDER | 是 | A |
| SENYK, CRAIG, DOUGLAS | 个人 | CHAIR, SHAREHOLDER | 是 | NA |
| RAGAN, DAVID, JAMES | 个人 | DIRECTOR, SHAREHOLDER | 是 | NA |
| SENYK INVESTMENT MANAGEMENT LTD. | 境外实体 | SHAREHOLDER | — | A |
| MOROZ, PAUL, JOSEPH | 个人 | CHIEF INVESTMENT OFFICER, SHAREHOLDER | 是 | NA |
| VISWANATHAN, VIJAY, NMN | 个人 | DIRECTOR OF RESEARCH, SHAREHOLDER | 是 | NA |
| KRIEGHOFF CAPITAL MANAGEMENT LTD. | 境外实体 | SHAREHOLDER | — | A |
| WOO, OLIVIA, MIN | 个人 | DIRECTOR, SHAREHOLDER | 是 | NA |
| Webb, Allison, Kim | 个人 | CHIEF MARKETING AND PEOPLE OFFICER, SHAREHOLDER | 是 | NA |
| RITCHIE, GEOFFREY, GRAFTON | 个人 | VICE CHAIR, GENERAL COUNSEL, SHAREHOLDER | 是 | NA |
| POLDAAS, SARA, NMN | 个人 | DIRECTOR, DIRECTOR OF PORTFOLIO SERVICES, SHAREHOLDER | 是 | NA |
| Deckart, Christian, Helmut | 个人 | DIRECTOR, DEPUTY CHIEF INVESTMENT OFFICER, SHAREHOLDER | 是 | NA |
| BROLEY, ROBERT, NMN | 个人 | DIRECTOR OF CLIENT MANAGEMENT, SHAREHOLDER | 是 | NA |
| FOURNELL, PATRICK, NMN | 个人 | DIRECTOR, SHAREHOLDER | 是 | NA |
| DAWOOD, NAHID, NMN | 个人 | CHIEF COMPLIANCE OFFICER (CANADA), SHAREHOLDER | 是 | NA |
| VAN SPRONSEN, ELYSE, NMN | 个人 | CORPORATE SECRETARY, SHAREHOLDER | 是 | NA |
| MAWHINNEY, GEORGE, NICHOLAS | 个人 | CHIEF FINANCIAL OFFICER, MAWER INVESTMENT FUNDS, SHAREHOLDER | 是 | NA |
| MCNEIL, JOHN, NMN | 个人 | CONTROLLER | 是 | NA |
| MITTERTREINER, PHILIP, MICHAEL | 个人 | CHIEF LEARNING OFFICER | 是 | NA |
| RISING ROCK LTD. | 境外实体 | SHAREHOLDER | — | A |
| LEPAGE, MARIE-CLAUDE, NMN | 个人 | HEAD, RISK MANAGEMENT AND CHIEF COMPLIANCE OFFICER (USA) | 是 | NA |
| CONFLUENCE CAPITAL CORP. | 境外实体 | SHAREHOLDER | — | A |
| JEFF MO ENTERPRISES INC. | 境外实体 | SHAREHOLDER | — | A |
| JACKSON, KRISTINA, NMN | 个人 | ASSISTANT CORPORATE SECRETARY | 是 | NA |
| BUCHANAN, DAVID, MARC | 个人 | DIRECTOR OF INDIVIDUAL CLIENT MANAGEMENT | 是 | NA |
| CAMPBELL, ROBERT, DUNCAN | 个人 | DIRECTOR, SHAREHOLDER | 是 | NA |
| MCDONALD, ASHLEY, DAWN | 个人 | HEAD OF TAX | 是 | NA |
| ANDERSON, JUSTIN, DAVID | 个人 | CHIEF TECHNOLOGY OFFICER, SHAREHOLDER | 是 | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| SENYK, CRAIG, DOUGLAS | SHAREHOLDER | 是 |
| HALL, JAMES, COLIN | SHAREHOLDER | 是 |
| RAGAN, DAVID, JAMES | SHAREHOLDER | 是 |
| LAMPERT, PETER, WRAY | SHAREHOLDER | 是 |
| MO, JEFFREY, YUFEI | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
