← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/30/2023)
MAINLINE PRIVATE WEALTH, LLC · 所有者与执行高管(CRD 159295)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/159295
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MAINLINE INVESTMENT PARTNERS, LLC | 境内实体 | MEMBER/MANAGER | 是 | D |
| LANDMAN, WILLIAM, ALAN | 个人 | PRINCIPAL, MANAGER OF MANAGING MEMBER | 是 | NA |
| CLAPPER, DAVID, ANDREW | 个人 | PRINCIPAL, VICE PRESIDENT AND ASSISTANT SECRETARY | 是 | NA |
| DROZ, GARY, PAUL | 个人 | MANAGING DIRECTOR, SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY | 是 | NA |
| TURBINER, DAVID, SAUL | 个人 | DIRECTOR OF ADVISORY SERVICES, VICE PRESIDENT AND SECRETARY | 是 | NA |
| RITTERSHAUSEN, DONNA, MARIE | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| RS 2018 NV TRUST | 境内实体 | INVESTOR MEMBER | — | B |
| MLPW INVESTOR, INC. | 境内实体 | INVESTOR MEMBER | — | B |
| ROMANELLI, WILLIAM, J | 个人 | CHIEF FINANCIAL OFFICER, TREASURER | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LANDMAN, WILLIAM, ALAN | MEMBER AND MANAGER | 是 |
| RS MANAGEMENT ADVISORS, LLC | TRUSTEE | 是 |
| CAPE CAPITAL HOLDINGS AG | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
