← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/30/2015)
EC MANAGEMENT SERVICES, INC. · 所有者与执行高管(CRD 159891)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/159891
Schedule A · 直接所有者(15 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SCHELL, WILLIAM, ANTHONY | 个人 | SHAREHOLDER AND MANAGING DIRECTOR, EC MANAGEMENT SERVICES, INC. | 是 | D |
| COCKRELL, JAMES, ROSS | 个人 | SHAREHOLDER AND MANAGING DIRECTOR, EC MANAGEMENT SERVICES, INC. | 是 | D |
| JAMES, SIMON, PATRICK | 个人 | CHIEF FINANCIAL OFFICER, EC MANAGEMENT SERVICES, INC. | 是 | NA |
| BRADSHAW, LAWRENCE, RYAN | 个人 | CHIEF COMPLIANCE OFFICER, EC MANAGEMENT SERVICES, INC. | — | NA |
| EC MANAGEMENT I, L.P. | 境内实体 | GENERAL PARTNER, ESCALATE CAPITAL MANAGEMENT I | 是 | D |
| AV-EC PARTNERS I, L.P. | 境内实体 | GENERAL PARTNER, ESCALATE CAPITAL MANAGEMENT I | — | D |
| ARAGONA, JOSEPH, CHARLES | 个人 | MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC | — | B |
| SCHELL, WILLIAM, ANTHONY | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC | 是 | B |
| COCKRELL, JAMES, ROSS | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC | 是 | B |
| JAMES, SIMON, PATRICK | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC | 是 | B |
| DEANGELIS, KENNETH, PAUL | 个人 | MEMBER, ESCALATE SBIC CAPITAL MANAGEMENT, LLC | — | B |
| SCHELL, WILLIAM, ANTHONY | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC | 是 | C |
| COCKRELL, JAMES, ROSS | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC | 是 | C |
| JULICH, CHRISTOPHER, MICHAEL | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC | 是 | B |
| JAMES, SIMON, PATRICK | 个人 | MEMBER AND MANAGER, ESCALATE SBIC CAPITAL MANAGEMENT III, LLC | 是 | A |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ESCALATE CAPITAL MANAGEMENT CO., L.L.C. | GENERAL PARTNER | 是 |
| SCHELL, WILLIAM, ANTHONY | LIMITED PARTNER | 是 |
| COCKRELL, JAMES, ROSS | LIMITED PARTNER | 是 |
| AV-EC PARTNERS I, LLC | GENERAL PARTNER | 是 |
| SCHELL, WILLIAM, ANTHONY | MEMBER AND MANAGER | 是 |
| COCKRELL, JAMES, ROSS | MEMBER AND MANAGER | 是 |
| ARAGONA, JOSEPH, CHARLES | MEMBER AND MANAGER | 是 |
| DEANGELIS, KENNETH, PAUL | MEMBER AND MANAGER | 是 |
| THORNTON, JOHN, DOUGLAS | MEMBER | — |
| WESNER, BLAINE, FLEMING | MEMBER | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
