← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/18/2024)
PGIM LIMITED · 所有者与执行高管(CRD 160005)
机构事实页:PGIM LIMITED 事实页 → | 官方原文:IAPD firm-summary/160005
Schedule A · 直接所有者(14 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BUTLER, JONATHAN, PAUL | 个人 | MANAGING DIRECTOR, DIRECTOR | 是 | NA |
| PGIM FINANCIAL LIMITED | 境外实体 | SHAREHOLDER | 是 | E |
| SAMSON, ELIZABETH, ANN | 个人 | VICE PRESIDENT, DIRECTOR | 是 | NA |
| FRESSON, MARK, GERALD | 个人 | VICE PRESIDENT, DIRECTOR | 是 | NA |
| WARREN, STEPHEN, ROBERT | 个人 | MANAGING DIRECTOR | 是 | NA |
| Farley, Edward, McMurdo | 个人 | MANAGING DIRECTOR AND HEAD OF EUROPEAN INVESTMENT GRADE | 是 | NA |
| MCMULLEN, SARAH, ELIZABETH | 个人 | PRINCIPAL AND HEAD OF EMEA CLIENT ADVISORY | 是 | NA |
| DAWREEAWOO, BATOOLAH | 个人 | CHIEF LEGAL OFFICER | 是 | NA |
| FINNERTY, JENNIFER, MARIE | 个人 | RISK MANAGER | 是 | NA |
| MALOOLY, DANIEL, JAMES | 个人 | MANAGING DIRECTOR | 是 | NA |
| POLLARD, SUSAN, LEE | 个人 | HUMAN RESOURCES DIRECTOR | 是 | NA |
| NICHOLLS, DARREN, EDWARD | 个人 | RISK MANAGER, DIRECTOR | 是 | NA |
| VATAJ, VASEL | 个人 | FINANCE DIRECTOR (NON-EXECUTIVE) | 是 | NA |
| DONOHUE, ANDREW, JOHN | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| PGIM, INC. | SHAREHOLDER | 是 |
| PGIM HOLDING COMPANY LLC | SHAREHOLDER | 是 |
| PRUDENTIAL FINANCIAL, INC. | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
