← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/18/2024)
GF CAPITAL ASSET ADVISORS, LLC · 所有者与执行高管(CRD 160144)
机构事实页:GF CAPITAL ASSET ADVISORS, LLC 事实页 → | 官方原文:IAPD firm-summary/160144
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GF CAPITAL MANAGEMENT & ADVISORS, LLC | 境内实体 | MANAGING MEMBER OF GF CAPITAL ASSET ADVISORS, LLC, GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MANAGEME | 是 | E |
| FUHRMAN, GARY, LEE | 个人 | CHAIRMAN & CEO, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT | 是 | NA |
| BASNER, DAVID, ERIC | 个人 | MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEM | 是 | NA |
| BAKER, ERIK, JON | 个人 | MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEM | 是 | NA |
| SHAPIRO, L., NEIL | 个人 | MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MGMT, LLC | 是 | NA |
| CHAU, VICTORIA | 个人 | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | — | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BASNER, DAVID, ERIC | MEMBER | — |
| BAKER, ERIK, JON | MEMBER | — |
| SHAPIRO, L., NEIL | MEMBER | — |
| FUHRMAN, GARY, LEE | CHAIRMAN & CHIEF EXECUTIVE OFFICER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
