← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/29/2024)
STERLING FUND MANAGEMENT, LLC · 所有者与执行高管(CRD 160338)
机构事实页:STERLING FUND MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/160338
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| TASLITZ, STEVEN, MICHAEL | 个人 | MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS G | 是 | NA |
| HOEHNSARIC, RUDOLF, CHRISTOPHER | 个人 | MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS G | 是 | NA |
| EPSTEIN, MAURY, AVRAM | 个人 | MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND GENERAL COU | 是 | NA |
| BECKER, DOUGLAS, LEE | 个人 | MANAGER AND SENIOR MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND MANAGER OF STERLING FUND MANAGEMENT HOLDINGS G | 是 | NA |
| ELBURN, JEFFREY, WILLIAM | 个人 | MANAGING DIRECTOR OF STERLING FUND MANAGEMENT, LLC AND CHIEF FINANCIAL OFFICER | 是 | NA |
| STERLING FUND MANAGEMENT HOLDINGS, L.P. | 境内实体 | MEMBER | 是 | E |
| SFM INTERCO LLC | 境内实体 | MEMBER | 是 | E |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| STERLING FUND MANAGEMENT HOLDINGS GP, LLC | GENERAL PARTNER OF THE SOLE MEMBER OF STERLING FUND MANAGEMENT, LLC | 是 |
| TASLITZ, STEVEN, MICHAEL | MEMBER | 是 |
| HOEHN-SARIC, RUDOLF, CHRISTOPHER | MEMBER | 是 |
| BECKER, DOUGLAS, LEE | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
