← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/03/2024)
DW MANAGEMENT SERVICES, L.L.C. · 所有者与执行高管(CRD 160555)
机构事实页:DW MANAGEMENT SERVICES, L.L.C. 事实页 → | 官方原文:IAPD firm-summary/160555
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RUUD, LANCE, CLARK | 个人 | MANAGING DIRECTOR; MANAGING MEMBER | 是 | NA |
| LANCE C. RUUD AND KIMBERLY F. RUUD FAMILY TRUST DATED DECEMBER 23,1999 | 境内实体 | NON-MANAGING MEMBER | — | B |
| JB CAPITAL, LLC | 境内实体 | NON-MANAGING MEMBER | — | C |
| BENEAR, JOHN, BENJAMIN | 个人 | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | 是 | NA |
| CARRAGHER, ANDREW, COLIN | 个人 | MANAGING PARTNER; MANAGING MEMBER | 是 | C |
| CHAMPSI, ALY, KHAN | 个人 | MANAGING DIRECTOR; MANAGING MEMBER | 是 | B |
| SCHILLINGER, DOUGLAS, KURT | 个人 | MANAGING DIRECTOR; MANAGING MEMBER | 是 | B |
| RUUD, LANCE, CLARK | 个人 | TRUSTEE OF LANCE C. RUUD AND KIMBERLY F. RUUD FAMILY TRUST DATED DECEMBER 23, 1999 | 是 | B |
| RUUD, KIMBERLY, F. | 个人 | TRUSTEE OF LANCE C. RUUD AND KIMBERLY F. RUUD FAMILY TRUST DATED DECEMBER 23, 1999 | — | B |
| WILHELM, RICHARD, WILLIAM | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE JOHN B. BENEAR, II TRUST U/A/D 8/28/02 | MEMBER | 是 |
| BENEAR, JOHN, BENJAMIN | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
