← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/02/2024)
CARMEL MANAGEMENT III, LLC · 所有者与执行高管(CRD 160892)
机构事实页:CARMEL MANAGEMENT III, LLC 事实页 → | 官方原文:IAPD firm-summary/160892
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ZEFF, RON, DAVID | 个人 | EXECUTIVE COMMITTEE CHAIR, MANAGING MEMBER & CHIEF EXECUTIVE OFFICER | 是 | NA |
| GOLDEN, MATTHEW, TODD | 个人 | EXECUTIVE COMMITTEE MEMBER, GENERAL COUNSEL, MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | 是 | NA |
| CARMEL PARTNERS GROUP, LLC | 境内实体 | MEMBER | 是 | E |
| TENNICAN, ELIZABETH | 个人 | EXECUTIVE COMMITTEE MEMBER, MANAGING PARTNER & HEAD OF INVESTOR RELATIONS | 是 | NA |
| HALPER, MICHAEL, GREGG | 个人 | VICE CHAIR OF EXECUTIVE COMMITTEE | 是 | NA |
| OWENS, PHILLIP, MARSHALL | 个人 | MANAGING PARTNER & CHIEF FINANCIAL OFFICER | 是 | NA |
| CRANE, BRYAN, CARLISLE | 个人 | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ZEFF, RON, DAVID | MANAGER | 是 |
| RON ZEFF 2020 EXEMPT TRUST | MEMBER | — |
| BRANDYWINE TRUST COMPANY | TRUSTEE | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
