← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/11/2013）
NORTHWESTERN MUTUAL CAPITAL, LLC · 所有者与执行高管（CRD 160955）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/160955
Schedule A · 直接所有者（27 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 境内实体 | SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | E |
| LENTINI, ELIZABETH, JOYE | 个人 | CHIEF COMPLIANCE OFFICER, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | NA |
| LUEKEN, JEFFREY, JAMES | 个人 | PRESIDENT, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | NA |
| BERLINSKI, ANDREW, TODD | 个人 | TREASURER, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | NA |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | 境内实体 | SOLE SHAREHOLDER/PARENT, NORTHWESTERN MUTUAL CAPITAL LIMITED | 是 | E |
| LUEKEN, JEFFREY, JAMES | 个人 | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | NA |
| LUEKEN, JEFFREY, JAMES | 个人 | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED | 是 | NA |
| NM GP HOLDINGS, LLC | 境内实体 | SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP, LLC | 是 | E |
| NM GP HOLDINGS, LLC | 境内实体 | SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP II, LLC | 是 | E |
| BERLINSKI, ANDREW, TODD | 个人 | DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP, LLC | 是 | NA |
| BERLINSKI, ANDREW, TODD | 个人 | DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP II, LLC | 是 | NA |
| NORTHWESTERN MUTUAL CAPITAL, LLC | 境内实体 | MEMBER AND MANAGER, QUINTEN ROAD MANAGEMENT LLC | 是 | D |
| HEWITT, GARY, MICHAEL | 个人 | TREASURER, NORTHWESTERN MUTUAL CAPITAL GP, LLC | 是 | NA |
| HEWITT, GARY, MICHAEL | 个人 | TREASURER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC | 是 | NA |
| GE ANTARES CAPITAL CORP. | 境内实体 | MEMBER, QUINTEN ROAD MANAGEMENT LLC | 是 | D |
| LOPEZ, HEZRON, TIMOTHY | 个人 | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | NA |
| LOPEZ, HEZRON, TIMOTHY | 个人 | DIRECTOR, NORTHWESTERN MUTUAL CAPITAL LIMITED | 是 | NA |
| MOLLOY, KAREN, ANNE | 个人 | TREASURER, NORTHWESTERN MUTUAL CAPITAL LIMITED | 是 | NA |
| JOELSON, RONALD, PETER | 个人 | CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL, LLC | 是 | NA |
| JOELSON, RONALD, PETER | 个人 | PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL LIMITED | 是 | NA |
| JOELSON, RONALD, PETER | 个人 | CHAIRMAN OF THE BOARD, NORTHWESTERN MUTUAL CAPITAL LIMITED | 是 | NA |
| JOELSON, RONALD, PETER | 个人 | PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP, LLC | 是 | NA |
| JOELSON, RONALD, PETER | 个人 | PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP II, LLC | 是 | NA |
| NM GP HOLDINGS, LLC | 境内实体 | SOLE MEMBER/PARENT, NORTHWESTERN MUTUAL CAPITAL GP III, LLC | 是 | E |
| BERLINSKI, ANDREW, TODD | 个人 | DIRECTOR OF FINANCE, NORTHWESTERN MUTUAL CAPITAL GP III, LLC | 是 | NA |
| HEWITT, GARY, MICHAEL | 个人 | TREASURER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC | 是 | NA |
| JOELSON, RONALD, PETER | 个人 | PRESIDENT AND CHIEF OPERATING OFFICER, NORTHWESTERN MUTUAL CAPITAL GP III, LLC | 是 | NA |
Schedule B · 执行高管（2 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | SOLE MEMBER/PARENT, NM GP HOLDINGS, LLC | 是 |
| GENERAL ELECTRIC COMPANY | INDIRECT PARENT, GE ANTARES CAPITAL CORP. | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
