← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(04/01/2013)
ENHANCED CAPITAL PARTNERS, INC. · 所有者与执行高管(CRD 161037)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/161037
Schedule A · 直接所有者(18 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PAUL, ANDREW, MITCHELL | 个人 | CHAIRMAN OF THE BOARD, ENHANCED CAPITAL PARTNERS, INC. | 是 | NA |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | 个人 | CHIEF EXECUTIVE OFFICER AND PRESIDENT, ENHANCED CAPITAL PARTNERS, INC. | 是 | NA |
| MCCARTHY, SHANE, PATRICK | 个人 | CHIEF FINANCIAL OFFICER, ENHANCED CAPITAL PARTNERS, INC. | 是 | NA |
| ANTOON, NICOLE, FIORENZA | 个人 | CHIEF COMPLIANCE OFFICER AND COUNSEL, ENHANCED CAPITAL PARTNERS, INC. | 是 | NA |
| KAIDEN, JONATHAN, SCOTT | 个人 | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | 是 | NA |
| HORNE, WILLIAM, BECKFORD | 个人 | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | 是 | NA |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | 境内实体 | OWNER, ENHANCED CAPITAL PARTNERS, INC. | 是 | E |
| RELIANCE TRUST COMPANY | 境内实体 | TRUSTEE, ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | 是 | NA |
| PAUL, ANDREW, MITCHELL | 个人 | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | 是 | B |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | 个人 | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | 是 | B |
| ENHANCED CAPITAL PARTNERS, INC. | 境内实体 | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | 是 | D |
| PAUL, ANDREW, MITCHELL | 个人 | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | 是 | NA |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | 个人 | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | 是 | NA |
| ENHANCED TENNESSEE HOLDING, LLC | 境内实体 | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | 是 | D |
| COUNCIL CAPITAL MANAGEMENT, LLC | 境内实体 | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | 是 | D |
| BOTTORFF, DENNIS, C | 个人 | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | 是 | NA |
| GAMBILL, KATIE, HERRON | 个人 | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | 是 | NA |
| OSHEROW, BARRY, ALAN | 个人 | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | 是 | C |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| RELIANCE TRUST COMPANY | TRUSTEE | 是 |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | OWNER | 是 |
| ENHANCED CAPITAL PARTNERS, INC. | SOLE MEMBER | 是 |
| GAMBILL, KATIE, HERRON | MANAGING MEMBER | 是 |
| BOTTORFF, DENNIS, C | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
