← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/28/2024）
THE ELECTRUM GROUP LLC · 所有者与执行高管（CRD 161407）
机构事实页：THE ELECTRUM GROUP LLC 事实页 → | 官方原文：IAPD firm-summary/161407
Schedule A · 直接所有者（5 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KAPLAN, THOMAS, SCOTT | 个人 | CHAIRMAN, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 是 | NA |
| SHAPIRO, ANDREW, MARK | 个人 | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 是 | NA |
| WILLIAMS, MICHAEL, HALBERT | 个人 | SENIOR MANAGING DIRECTOR | 是 | NA |
| TEG SERVICES HOLDING INC. | 境内实体 | MEMBER | 是 | E |
| ERFAN, ALI, REZA | 个人 | DIRECTOR AND VICE CHAIRMAN | 是 | NA |
Schedule B · 执行高管（13 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| GRAT HOLDINGS LLC | MEMBER | 是 |
| THOMAS S. KAPLAN 2004 TEN YEAR ANNUITY FAMILY TRUST | MEMBER | 是 |
| DAFNA KAPLAN 2003 EIGHT YEAR ANNUITY FAMILY TRUST | MEMBER | 是 |
| LEOPARD HOLDINGS LLC | SHAREHOLDER | 是 |
| SIXTY FIRST INVESTMENT COMPANY LLC (UAE) | SHAREHOLDER | 是 |
| WILMINGTON TRUST COMPANY | TRUSTEE | — |
| WILMINGTON TRUST COMPANY | TRUSTEE | — |
| EIGHTEENTH INVESTMENT COMPANY LLC (UAE) | SHAREHOLDER | — |
| MDC CAPITAL LLC (UAE) | SHAREHOLDER | 是 |
| GOVERNMENT OF ABU DHABI | SHAREHOLDER | 是 |
| MUBADALA CAPITAL LLC (UAE) | SHAREHOLDER | 是 |
| MAMOURA DIVERSIFIED GLOBAL HOLDING PJSC (UAE) | SHAREHOLDER | 是 |
| MUBADALA INVESTMENT COMPANY PJSC (UAE) | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
