← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(09/07/2022)
NEZU ASIA CAPITAL MANAGEMENT LIMITED · 所有者与执行高管(CRD 161462)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/161462
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SNODDY, SAMUEL, DAVID | 个人 | CHIEF EXECUTIVE OFFICER OF NEZU GROUP | 是 | NA |
| WINIA, DARREN, JOHN | 个人 | CHIEF FINANCIAL OFFICER AND DIRECTOR | 是 | NA |
| HOLLY GROVE II, LLC | 境内实体 | SHAREHOLDER | — | B |
| HOLLY GROVE I, LLC | 境内实体 | SHAREHOLDER | — | A |
| HANAMI HOLDINGS LLC | 境内实体 | SHAREHOLDER | — | B |
| NEZU GROUP S.A.R.L. | 境外实体 | SHAREHOLDER | 是 | D |
| Lee, Su Kwan | 个人 | DIRECTOR, COO AND CCO | 是 | NA |
Schedule B · 执行高管(15 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HOLLY GROVE II TRUST | MANAGING MEMBER | 是 |
| HOLLY GROVE I TRUST | MANAGING MEMBER | 是 |
| RICHARD PATRICK KINCAID FAMILY TRUST | MANAGING MEMBER | 是 |
| SNODDY, SAMUEL, DAVID | INVESTMENT ADVISOR | 是 |
| SNODDY, SAMUEL, DAVID | INVESTMENT ADVISOR | 是 |
| KINCAID, RICHARD, PATRICK | INVESTMENT ADVISOR | 是 |
| SANBORN, VON | NON-DISCRETIONARY TRUSTEE | — |
| SANBORN, VON | NON-DISCRETIONARY TRUSTEE | — |
| SANBORN, VON | NON-DISCRETIONARY TRUSTEE | — |
| NEZU GROUP, L.P. | SHAREHOLDER | 是 |
| SNODDY, SAMUEL, DAVID | LIMITED PARTNER | 是 |
| NEZU GROUP GP LTD. | GENERAL PARTNER | 是 |
| FUJIWARA, FUYUKI | SHAREHOLDER | 是 |
| SNODDY, SAMUEL, DAVID | SHAREHOLDER | 是 |
| KINCAID, RICHARD, PATRICK | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
