← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（05/06/2021）
PINE BROOK ROAD ADVISORS, L.P. · 所有者与执行高管（CRD 162247）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/162247
Schedule A · 直接所有者（29 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PBRA LLC | 境内实体 | GENERAL PARTNER OF PINE BROOK ROAD ADVISORS LP | 是 | NA |
| NEWMAN, HOWARD, HERMAN | 个人 | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 是 | E |
| AUBE, RICHARD, ALAN | 个人 | LIMITED PARTNER OF PINE BROOK ROAD ADVISORS LP | — | B |
| NEWMAN, HOWARD, HERMAN | 个人 | OWNER OF PBRA (CAYMAN) COMPANY | 是 | B |
| PBRA LLC | 境内实体 | GENERAL PARTNER OF PINE BROOK ROAD ASSOCIATES LP | 是 | NA |
| ZEHM FAMILY LLC | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES LP | 是 | C |
| JG NO. 9 LLC | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES LP | — | B |
| MICHAEL E. MCMAHON MASTER TRUST | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES LP | — | B |
| SPIEGEL, WILLIAM, LARRY | 个人 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES LP | — | B |
| CHAVKIN MANAGEMENT CORPORATION | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES LP | — | A |
| PBRA GP FEEDER LP | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES LP | — | A |
| AUBE, RICHARD, ALAN | 个人 | OWNER OF PBRA (CAYMAN) COMPANY | 是 | B |
| PBRA LLC | 境内实体 | GENERAL PARTNER OF PINE BROOK ROAD ASSOCIATES II LP | 是 | NA |
| ZEHM FAMILY LLC | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES II LP | 是 | C |
| CHAVKIN MANAGEMENT CORPORATION | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES II LP | — | A |
| SPIEGEL, WILLIAM, LARRY | 个人 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES II LP | — | A |
| MACH A LLC | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES II LP | — | B |
| AUBE, RICHARD, ALAN | 个人 | PRESIDENT | 是 | NA |
| MAA, TED, T | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| SHARKO, EMILY, COPLAND | 个人 | OWNER OF PBRA (CAYMAN) COMPANY | 是 | B |
| NEWMAN, HOWARD, HERMAN | 个人 | LIMITED PARTNER OF PINE BROOK ROAD ADVISORS LP | 是 | C |
| PBRA GP FEEDER II LP | 境内实体 | LIMITED PARTNER OF PINE BROOK ROAD ASSOCIATES II LP | — | A |
| PBRA LLC | 境内实体 | GENERAL PARTNER OF PBRA CO-INVEST II GP LLC | 是 | NA |
| SHARKO, EMILY, COPLAND | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| MAA, TED, T | 个人 | OWNER OF PBRA (CAYMAN) COMPANY | 是 | B |
| LAFORGE, WALTER, DANA | 个人 | EXECUTIVE VICE PRESIDENT | 是 | NA |
| LAFORGE, WALTER, DANA | 个人 | OWNER OF PBRA (CAYMAN) COMPANY | 是 | B |
| STUKOV, ELAN, NMN | 个人 | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 是 | NA |
| STUKOV, ELAN, NMN | 个人 | OWNER OF PBRA (CAYMAN) COMPANY | 是 | B |
Schedule B · 执行高管（13 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEWMAN, HOWARD, HERMAN | MANAGING MEMBER OF PBRA, LLC | 是 |
| NEWMAN, HOWARD, HERMAN | MANAGING MEMBER OF ZEHM FAMILY LLC | 是 |
| JACK GANTZ IRREVOCABLE TRUST #2 EXEMPT | SOLE OWNER OF JG NO. 9 LLC | 是 |
| GANTZ, JOSEPH, MALCOLM | TRUSTEE FOR JACK GANTZ IRREVOCABLE TRUST #2 EXEMPT | 是 |
| AUBE, RICHARD, ALAN | SOLE OWNER OF MACH A LLC | 是 |
| PBRA, LLC | GENERAL PARTNER OF PBRA GP FEEDER II LP | 是 |
| THE HOWARD H. NEWMAN 2004 TRUST - ZEENA MAURA | OWNER OF ZEHM FAMILY LLC | 是 |
| THE HOWARD H. NEWMAN 2004 TRUST - ELIZABETH NEWMAN | OWNER OF ZEHM FAMILY LLC | 是 |
| PBRA, LLC | GENERAL PARTNER OF PBRA GP FEEDER LP | 是 |
| NEWMAN, HOWARD, HERMAN | TRUSTEE FOR THE NEWMAN FAMILY 2004 TRUST - ZEENA MAURA | 是 |
| NEWMAN, HOWARD, HERMAN | TRUSTEE FOR THE NEWMAN FAMILY 2004 TRUST - ELIZABETH NEWMAN | 是 |
| MCMAHON, MICHAEL, EDWARD | TRUSTEE FOR THE MICHAEL E. MCMAHON MASTER TRUST | 是 |
| CHAVKIN, ARNOLD, LARRY | CONTROLLING SHAREHOLDER OF CHAVKIN MANAGEMENT CORPORATION | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
